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Assistant Compliance Officer – Fund Management (DIFC, DFSA, ADGM)


Job title: Assistant Compliance Officer – Fund Management (DIFC, DFSA, ADGM)

Company: Karpira

Job description: Full Job DescriptionMandatary : Candidate with fund Management / Fund Administration experience with ruputed organizations ( DIFC, DFSA, ADGM )Responsibility :

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  • Invenstor Relationship and communication management and maintaining all necessary records.
  • Respond Promptly to any request for information made by DFSA
  • Facilitates the fulfillment of all regulatory requirements, coordinates and reports the findings of internal compliance audits and facilitates external audits by DIFC, DFSA, ADGM
  • Assess the appropriateness of internal policies, procedures and guidelines, ensure follow-up of any identified deficiencies, suggest recommendations for amendments, where necessary, and ensure the implementation of corrective measures to mitigate the identified deficiencies.
  • Centralize, manage and retain all information on compliance-related issues for example breach of regulation, non-respect of procedures and conflict of interest and report the DIFC, DFSA, ADGM

Qualifications

  • Solid understanding of finance and accounting enabling effective financial analysis
  • Ability to negotiate transaction documentation
  • Private equity or venture capital fund investing or portfolio management experience within DFSA
  • Operational experience in fund management / Fund Administrator in DIFC, DFSA, ADGM
  • Expert in Excel and Data Analysis

Job Type: Full-timeSalary: From AED8,000.00 per monthAbility to commute/relocate:

  • Dubai: Reliably commute or willing to relocate with an employer-provided relocation package (Required)

Application Question(s):

  • Do you have Fund Management Experience in UAE?
  • Have you deal with DFSA?
  • Do you have fund account experience?

Education:

  • Bachelor’s (Preferred)

Experience:

  • Fund Management: 2 years (Required)
  • UAE: 2 years (Required)

Language:

  • English (Required)

License/Certification:

  • Driving Licence (Preferred)

Application Deadline: 31/12/2022

Expected salary: 8000 per month

Location: Dubai

Job date: Fri, 29 Mar 2024 02:23:49 GMT

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